White Papers

Leading Financial Institution Uses Data Matching Technology for Global Watch List Compliance

Overview A global financial institution had a problem faced by any bank, insurer or brokerage: how to maintain compliance with emerging regulations such as Sarbanes-Oxley and OFAC. With DataFlux, the company could match transactional data to a third-party list of known criminals, terrorists or affiliated organizations. The solution lowered the amount of "False positives", allowing the compliance staff to focus on verifying the accuracy of conflicting records.

Further White Paper Details
PublisherSAS Institute File FormatPDF
Date PublishedFebruary 2007
FormatCase Studies   
Topics
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