Sarbanes-Oxley White Papers
Sarbanes-Oxley: Disclosure and Confidentiality
Overview Few people could identify them, the senior U.S. Democratic senator from Maryland and the Republican U.S. Congressman from Ohio. But Sen. Paul Sarbanes and Rep. Michael Oxley placed their names on a landmark piece of U.S. legislation that became law in July 2002. The U.S. Securities & Exchange Commission subsequently adopted regulations that pertain to the Act, including a code of conduct for lawyers whose corporate clients fall under its jurisdiction. The Sarbanes-Oxley Act already has altered profoundly - like the effect of a 7.0 earthquake on the Richter scale - the landscape of corporate governance and investor protection in the U.S. and elsewhere.
| Publisher | Reed Elsevier | File Format | PDF, requires Acrobat Rdr 5 |
|---|---|---|---|
| Date Published | September 2003 | Downloads | 28 |
| Format | White Papers | ||
| Topics | |||
IT Governance Framework
With IT at the core of most 21st century businesses, and with today's focus on compliance and risk management as a result of legislation like Sarbanes-Oxley, organizations can no longer...
Internal Control Responsibilities: What Every CEO and CFO Should Know
Canada's securities regulators (other than the B.C. Securities Commission) have released for public comment a proposed internal control rule that would require management of many public companies to prepare an...
The Paradox in Data Storage: Disaster Recovery Vs. Record Retention
Can you imagine having a backup that will cost your company hundreds of thousands of dollars? Could it be possible that your backup tapes (whose only purpose is for disaster...
Implications of Sarbanes Oxley for Executive Compensation
Being a visible landmark piece of legislation, Sarbanes-Oxley certainly raised the bar for corporate governance in response to the recent corporate scandals. The regulatory and listing changes of the Sarbanes-Oxley...
How Does Sarbanes-Oxley Affect Me Now?
The Sarbanes-Oxley Act of 2002 and various regulatory initiatives impose a variety of obligations and restrictions on public companies. The statutory and regulatory pronouncements include numerous dates and periods on...



