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SEC Rule 17A-4 White Papers

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Title

User rating

Date added

Company

The Case for Document Management

Tags: document management, imposed, compliance, discovery

64% found useful

01/03/08

Getting ahead of security issues, compliance regulations and IT processes

Tags: security management, download, edge, institute

50% found useful

20/02/08

Compliance Made Easier - Osterman Webinar

Tags: back-up, compliance, osterman, comply

60% found useful

08/11/07

Sarbanes-Oxley Compliance Issues

Tags: knowledge and data management

67% found useful

01/10/07

What Can 2007 Teach Us About 2008?

Tags: sarbanes-oxley

38% found useful

01/10/07

Tatum Consulting

Trust and Competitive Advantage: An Integrated Approach to Governance, Risk Management and Compliance

Tags: legal

58% found useful

18/09/07

An Integrated Approach to Managing Governance, Risk, and Compliance

Tags: erp, learn, governance, confidence

50% found useful

23/08/07

A Business Guide to Compliance - Baker & McKenzie

Tags: data center

73% found useful

01/06/07

Compliance: SEC 17a-4/NASD 3010/3110

Tags: security standards

50% found useful

17/04/07

Fax and Security Compliance: Encrypted Document Delivery with RightFax

Tags: groupware - workflow, delivery, fax, rightfax

50% found useful

02/04/07

Instant InfoSystems

Realtime Publishers: Understanding how privacy and government regulations affect email compliance

Tags: email, compliance, email, regulations

67% found useful

27/03/07

Security and control: The smarter approach to malware and compliance

Tags: firewalls, demand, behavior, benefit

75% found useful

01/03/07

Security and control: The smarter approach to malware and compliance

Tags: firewalls, evolution, desk, malware

50% found useful

01/03/07

CIO Strategies for the Retention and Deletion of Email

Tags: law and government

50% found useful

06/02/07

Data Quality, Compliance, and Risk for Financial Institutions

Tags: data quality, managers, risk, compliance

57% found useful

01/11/06

ITIL's CMDB: Best-Practice Tips for Enterprise IT Professionals

Tags: help desk, configuration, initiative, cmdb

67% found useful

01/09/06

Enterprise Management Associates

Podcast: Self-auditing with Vulnerability Management

Tags: monitoring systems, self, auditing, self auditing

33% found useful

11/08/06

Podcast: Preventing Digital Crime - Government Regulation or Industry Standards

Tags: monitoring systems, crime, vulnerability, vulnerability management

40% found useful

09/08/06

Achieving Automated Compliance

Tags: hipaa, automate, compliance, enterprises

43% found useful

01/08/06

IT Compliance Benchmark Report, 2006

Tags: security applications, survey, compliance, norms

50% found useful

01/08/06

Protected, Portable, Price/Performance for Permanent Online Archive

Tags: sec rule 17a-4, disk, dvd, capital

40% found useful

01/08/06

Osterman Webinar - Trends in Email Archiving

Tags: it reliability, messaging, email, archiving

33% found useful

25/07/06

Improving IT Compliance: Guidance for Midsize Organizations

Tags: security tools, compliance, deficiencies, controls

38% found useful

01/07/06

Sustainable Governance

Tags: cost control - risk mgmt., ibm rational, foundation, distributed

75% found useful

13/06/06

Using Security Compliance Software to Improve Business Efficiency and Reduce Costs

Tags: best practices, strategies, symantec, packaged

50% found useful

01/06/06

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